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Michael James Syrowski

Principal Securities, Inc.

Des Moines, IA

Avon Lake, OH

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-24
OH RA APPROVED 2023-09-14
IA RA APPROVED 2022-06-13
  • TX RA
    APPROVED_RES
    Since 2024-06-24
  • OH RA
    APPROVED
    Since 2023-09-14
  • IA RA
    APPROVED
    Since 2022-06-13

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Avon Lake, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Columbus OH 07/2010 08/2017
Pentegra Distributors, Inc White Plains NY 08/2017 03/2019
Pentegra Distributors, Inc. White Plains NY 03/2019 03/2021
Nationwide Investment Services Corporation Columbus OH 03/2021 05/2022
Principal Life Insurance Des Moines IA 05/2022 Present
Principal Securities Avon Lake OH 06/2022 Present
  • 07/2010 → 08/2017
    Nationwide Investment Services Corporation
    Columbus, OH
  • 08/2017 → 03/2019
    Pentegra Distributors, Inc
    White Plains, NY
  • 03/2019 → 03/2021
    Pentegra Distributors, Inc.
    White Plains, NY
  • 03/2021 → 05/2022
    Nationwide Investment Services Corporation
    Columbus, OH
  • 05/2022 → Present
    Principal Life Insurance
    Des Moines, IA
  • 06/2022 → Present
    Principal Securities
    Avon Lake, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-07-09
S65 Uniform Investment Adviser Law Examination 2021-05-04
  • S63 Uniform Securities Agent State Law Examination
    2021-07-09
  • S65 Uniform Investment Adviser Law Examination
    2021-05-04
Other Names
  • Michael Syrowski
  • Mike Syrowski

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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