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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
| IL | RA | APPROVED | 2023-09-01 |
| SC | RA | APPROVED | 2023-09-01 |
Branch Locations
306 S Fourth St Suite A, Effingham, IL 62401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Champaign | IL | 09/2010 | 09/2023 |
| Landscape Solutions | Effingham | IL | 05/2003 | 12/2016 |
| Osaic Wealth, Inc. | Effingham | IL | 09/2023 | Present |
1. KAIROS PROPERTY LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2013 ADDRESS: 15282 E 650th Ave, Watson IL 62473 DESCRIPTION: My wife and I own a rental property for commercial multi-purpose. 2. FARM POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 15282 E 650th Ave, Watson IL 62473 DESCRIPTION: Oversee renter of farm ground. 3. RING FINANCIAL INC P/C HEALTH POSITION: Other - Commission Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 217 W Jefferson Ave, Effingham IL 62401, United States DESCRIPTION: I refer and submit applications for property/casualty and health ins to Tingley Insurance Agency for a commission 4. CHRIST'S CHURCH POSITION: Board Member - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2005 ADDRESS: 2511 S Veterans Dr. Effingham IL 62401 DESCRIPTION: I am on the board that helps guide the church in its daily activities. I also teach bible studies and bible based education at various times. 5. RING FINANCIAL INC - TAX POSITION: President NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2013 ADDRESS: 306 S 4th St, Ste A, Effingham IL 62401, United States DESCRIPTION: Prepare personal tax returns some with small businesses. 6. RING FINANCIAL INC - INS POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2011 ADDRESS: 306 S 4th St Ste A, Effingham IL 62401, United States DESCRIPTION: I write life insurance and Long term care. 7. ALEC RING POSITION: None NATURE: Personally to notarize documents that come through our office. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2024 ADDRESS: 306 S 4th St, Suite A, Effingham IL 62401, United States DESCRIPTION: Notarize documents that come through our office. 8. RING FINANCIAL INC POSITION: President NATURE: S Corp All my securities and advisor revenue transfers from my personal approved account into my S Corp. I use the S Corp to pay myself and other employees and transact all the business through the S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 03/24/2015 ADDRESS: 306 S 4th St, Suite A, Effingham IL 62401, United States DESCRIPTION: Run Payroll and keep books for my business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-13 |
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