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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-01
IL RA APPROVED 2023-09-01
SC RA APPROVED 2023-09-01
  • FL RA
    APPROVED
    Since 2023-09-01
  • IL RA
    APPROVED
    Since 2023-09-01
  • SC RA
    APPROVED
    Since 2023-09-01

Branch Locations

306 S Fourth St Suite A, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Champaign IL 09/2010 09/2023
Landscape Solutions Effingham IL 05/2003 12/2016
Osaic Wealth, Inc. Effingham IL 09/2023 Present
  • 09/2010 → 09/2023
    Sagepoint Financial
    Champaign, IL
  • 05/2003 → 12/2016
    Landscape Solutions
    Effingham, IL
  • 09/2023 → Present
    Effingham, IL
Previous Registrations
  • 2011-11-16 → 2023-09-01
    Osaic Services, Inc.
    Effingham, IL
    Effingham, IL
    Mahomet, IL
Other Businesses

1. KAIROS PROPERTY LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2013 ADDRESS: 15282 E 650th Ave, Watson IL 62473 DESCRIPTION: My wife and I own a rental property for commercial multi-purpose. 2. FARM POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 15282 E 650th Ave, Watson IL 62473 DESCRIPTION: Oversee renter of farm ground. 3. RING FINANCIAL INC P/C HEALTH POSITION: Other - Commission Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 217 W Jefferson Ave, Effingham IL 62401, United States DESCRIPTION: I refer and submit applications for property/casualty and health ins to Tingley Insurance Agency for a commission 4. CHRIST'S CHURCH POSITION: Board Member - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2005 ADDRESS: 2511 S Veterans Dr. Effingham IL 62401 DESCRIPTION: I am on the board that helps guide the church in its daily activities. I also teach bible studies and bible based education at various times. 5. RING FINANCIAL INC - TAX POSITION: President NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2013 ADDRESS: 306 S 4th St, Ste A, Effingham IL 62401, United States DESCRIPTION: Prepare personal tax returns some with small businesses. 6. RING FINANCIAL INC - INS POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2011 ADDRESS: 306 S 4th St Ste A, Effingham IL 62401, United States DESCRIPTION: I write life insurance and Long term care. 7. ALEC RING POSITION: None NATURE: Personally to notarize documents that come through our office. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2024 ADDRESS: 306 S 4th St, Suite A, Effingham IL 62401, United States DESCRIPTION: Notarize documents that come through our office. 8. RING FINANCIAL INC POSITION: President NATURE: S Corp All my securities and advisor revenue transfers from my personal approved account into my S Corp. I use the S Corp to pay myself and other employees and transact all the business through the S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 03/24/2015 ADDRESS: 306 S 4th St, Suite A, Effingham IL 62401, United States DESCRIPTION: Run Payroll and keep books for my business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-13
  • S66 Uniform Combined State Law Examination
    2010-12-13

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