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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-04
TX RA APPROVED 2022-10-03
  • CA RA
    APPROVED
    Since 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-03

Branch Locations

20955 Pathfinder Rd Ste 110, Diamond Bar, CA 91765 • United States

Chino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Advisory Group Diamond Bar CA 06/2010 Present
Fsc Securities Diamond Bar CA 08/2011 10/2022
Lpl Financial Llc Diamond Bar CA 10/2022 Present
  • 06/2010 → Present
    The Advisory Group
    Diamond Bar, CA
  • 08/2011 → 10/2022
    Fsc Securities
    Diamond Bar, CA
  • 10/2022 → Present
    Diamond Bar, CA
Previous Registrations
  • 2012-02-16 → 2022-12-31
    The Advisory Group
    Diamond Bar, CA
  • 2012-02-17 → 2022-10-11
    Fsc Securities Corporation
    Diamond Bar, CA
Other Businesses

1-07/2013 / Manuel Chinchay / Non-Variable Insurance / Investment Related / 1 HR PER MNTH/Zero HR During Trading-Zero Time Spnt Prcnt / start date: 07/2013 / @ office / DIAMOND BAR, CA 91765 2- 01/2000 / The Advisory Group / DBA for LPL Business (entity for LPL business) / Investment Related / start date:01/2000/ @office / Diamond Bar, CA 91765

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-18
  • S66 Uniform Combined State Law Examination
    2012-01-18
Designations

View on SEC IAPD

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