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Andrew Robert Grosso

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-06
NJ RA APPROVED 2012-08-10
  • TX RA
    APPROVED_RES
    Since 2019-11-06
  • NJ RA
    APPROVED
    Since 2012-08-10

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 06/2012 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-08
S63 Uniform Securities Agent State Law Examination 2010-09-10
  • S66 Uniform Combined State Law Examination
    2012-08-08
  • S63 Uniform Securities Agent State Law Examination
    2010-09-10

View on SEC IAPD

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