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Nicholas Walter Rouillard

Tiaa-Cref Individual & Institutional Services, LLC

New York, NY

Union City, NJ

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-24
NY RA APPROVED 2022-03-08
  • NJ RA
    APPROVED
    Since 2024-05-24
  • NY RA
    APPROVED
    Since 2022-03-08

Branch Locations

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

Union City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Servics Inc. Weehawken NJ 01/2015 03/2017
Strategic Financial Services New York NY 12/2017 02/2018
Unemployed Union City NJ 04/2017 12/2017
Jpmorgan Chase Bank, N.A. New York NY 03/2018 02/2022
Jpmorgan Securities Llc New York NY 03/2018 02/2022
Tiaa New York NY 02/2022 Present
Tiaa-Cref Individual & Institutional Services, Llc New York NY 02/2022 Present
  • 01/2015 → 03/2017
    Ubs Financial Servics Inc.
    Weehawken, NJ
  • 12/2017 → 02/2018
    Strategic Financial Services
    New York, NY
  • 04/2017 → 12/2017
    Unemployed
    Union City, NJ
  • 03/2018 → 02/2022
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 03/2018 → 02/2022
    Jpmorgan Securities Llc
    New York, NY
  • 02/2022 → Present
    Tiaa
    New York, NY
  • 02/2022 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-28
  • S66 Uniform Combined State Law Examination
    2011-02-28
Other Names
  • Nicholas Walter Rouillard
  • Nicholas W Rouillard
  • Nick W Rouillard
  • Nicholas W. Rouillard

View on SEC IAPD

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