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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-06-26 |
| TX | RA | APPROVED | 2023-06-23 |
Branch Locations
201 S Main St Floor 13, Salt Lake City, UT 84111 • United States
1455 16Th St Ste 407, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Salt Lake City | UT | 07/2010 | Present |
| Jpmorgan Chase Bank, N.A. | Salt Lake City | UT | 07/2010 | Present |
Entity Name: World Trade Center Utah Investment related: Yes Address: https://www.wtcutah.com/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 12/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: WTC Utah is a 501c3, affiliated with World Trade Center Associations. The mission is growth for Utah businesses through global network, programs, and services. I am on the Board of Directors, as Treasurer. This is not similar to my role at JPMC but will require my familiarity with finance. There is a finance dept of the board that keeps all records and my role is to read and present financials at our board meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-04 |
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