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Current Employers
Arrowroot Family Office, Llc

4553 Glencoe Avenue Suite 200, Marina Del Rey, CA 90292 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-17
WA RA APPROVED 2024-01-17
  • TX RA
    APPROVED
    Since 2024-01-17
  • WA RA
    APPROVED
    Since 2024-01-17

Branch Locations

950 Broadway Suite M100, Tacoma, WA 98402 • United States

4553 Glencoe Avenue Suite 200, Marina Del Rey, CA 90292 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc. Seattle WA 12/2015 11/2020
Securities America, Inc. Olalla WA 11/2020 05/2021
David Noble Insurance Olalla WA 09/2006 Present
Great Life Investing Llc Tacoma WA 01/2023 12/2023
Arrowroot Family Office, Llc Tacoma WA 01/2024 Present
  • 12/2015 → 11/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 11/2020 → 05/2021
    Securities America, Inc.
    Olalla, WA
  • 09/2006 → Present
    David Noble Insurance
    Olalla, WA
  • 01/2023 → 12/2023
    Great Life Investing Llc
    Tacoma, WA
  • 01/2024 → Present
    Tacoma, WA
Previous Registrations
  • 2023-01-19 → 2024-01-10
    Great Life Investing
    Tacoma, WA
Other Businesses

**DAVID NOBLE INSURANCE LLC POSITION: CEO/Insurance Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS:50 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2006 ADDRESS: 13495 Banner Rd SE, OLALLA WA 98359, United States DESCRIPTION: Insurance related sales including life, long term care and annuities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-10
S63 Uniform Securities Agent State Law Examination 2010-08-03
  • S66 Uniform Combined State Law Examination
    2023-01-10
  • S63 Uniform Securities Agent State Law Examination
    2010-08-03

View on SEC IAPD

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