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Andrew Nicanor Flores

Cetera Investment Advisers LLC

New York, NY

Hoboken, NJ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

1430 Broadway Suite 700, New York, NY 10018 • United States

Hoboken, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Montclair State University Montclair NJ 08/2009 Present
Foresters Financial New York NY 08/2014 06/2019
Icb - Penn Mutual New York NY 08/2018 Present
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc New York NY 06/2019 Present
  • 08/2009 → Present
    Montclair State University
    Montclair, NJ
  • 08/2014 → 06/2019
    Foresters Financial
    New York, NY
  • 08/2018 → Present
    Icb - Penn Mutual
    New York, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-04-05
  • S63 Uniform Securities Agent State Law Examination
    2014-04-05

View on SEC IAPD

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