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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-30
  • FL RA
    APPROVED
    Since 2025-09-30

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Aventura FL 12/2014 Present
Morgan Stanley Private Bank, National Association New York NY 09/2015 Present
Raymond James & Associate Hallandale Beach FL 09/2025 Present
  • 12/2014 → Present
    Aventura, FL
  • 09/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2025 → Present
    Raymond James & Associate
    Hallandale Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-06
  • S66 Uniform Combined State Law Examination
    2015-07-06
Other Names
  • Hugo A Porro

View on SEC IAPD

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