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Loc Nguyen

Strategic Advisers LLC

Denver, CO

Littleton, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
FL RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • FL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

1801 Wewatta St. Suite 100 And 925, Denver, CO 80202-6319 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Jacksonville FL 06/2010 03/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2019
Fidelty Investments Broomfield CO 02/2021 Present
Gloss Nail Group Llc Jacksonville FL 03/2019 12/2020
Unemployed Jacksonville FL 01/2020 02/2021
Fidelity Investments Boston MA 03/2025 Present
  • 06/2010 → 03/2019
    Fidelity Brokerage Services Llc
    Jacksonville, FL
  • 07/2018 → 03/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 02/2021 → Present
    Fidelty Investments
    Broomfield, CO
  • 03/2019 → 12/2020
    Gloss Nail Group Llc
    Jacksonville, FL
  • 01/2020 → 02/2021
    Unemployed
    Jacksonville, FL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-02-23 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Broomfield, CO
    Jacksonville, FL
  • 2018-07-13 → 2019-03-06
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Broomfield, CO
    Jacksonville, FL
  • 2012-09-14 → 2018-07-13
    Strategic Advisers Llc
    Lone Tree, CO
    Broomfield, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-12
S63 Uniform Securities Agent State Law Examination 2010-09-20
  • S66 Uniform Combined State Law Examination
    2012-09-12
  • S63 Uniform Securities Agent State Law Examination
    2010-09-20
Other Names
  • Loc Xuan Nguyen
  • Loc Nguyen

View on SEC IAPD

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BRET ALLEN ROBERTS
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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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