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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-05-18 |
| TX | RA | APPROVED | 2023-05-17 |
Branch Locations
201 S Main St Floor 13, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 07/2010 | 09/2021 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 11/2016 | 09/2021 |
| Jpmorgan Chase Bank, N.A. | Salt Lake City | UT | 07/2010 | Present |
| J.P. Morgan Securities Llc | Salt Lake City | UT | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-30 |
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