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Brandon Alan Fried

J.P. Morgan Securities LLC

New York, NY

CRD 5817927

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-11
TX RA APPROVED 2024-03-11
  • NY RA
    APPROVED
    Since 2024-03-11
  • TX RA
    APPROVED
    Since 2024-03-11

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2010 Present
Vanderbilt/ High School New York NY 03/2002 Present
Fried 44 Llc Roslyn NY 04/2014 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2010 Present
  • 07/2010 → Present
    New York, NY
  • 03/2002 → Present
    Vanderbilt/ High School
    New York, NY
  • 04/2014 → Present
    Fried 44 Llc
    Roslyn, NY
  • 07/2010 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Other Businesses

Entity Name: Fried 44 LLC Investment related: Yes Address: 85 Roslyn, NY Nature of the other business: This is an LLC that was created in order to invest in real estate, primarily in New York City. Position/Title/Relationship: Partial Owner Start Date: 15-Apr-2014 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No responsibilities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-11
S63 Uniform Securities Agent State Law Examination 2010-12-23
  • S65 Uniform Investment Adviser Law Examination
    2024-03-11
  • S63 Uniform Securities Agent State Law Examination
    2010-12-23
Other Names
  • Fried Brandon
  • Fried A Brandon
  • Brandon A Fried

View on SEC IAPD

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