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John Charles Brouillard

Rbc Securities, Inc

New York, NY

Los Angeles, CA

Westfield, NJ

CRD 5817751

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Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-04-23
NY RA APPROVED 2021-03-05
CA RA APPROVED 2015-03-13
  • NV RA
    APPROVED
    Since 2024-04-23
  • NY RA
    APPROVED
    Since 2021-03-05
  • CA RA
    APPROVED
    Since 2015-03-13

Branch Locations

1140 Avenue Of The Americas 3Rd Floor, New York, NY 10036 • United States

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Securities, Inc. New York NY 03/2015 Present
  • 03/2015 → Present
    City National Securities, Inc.
    New York, NY
Previous Registrations
Other Businesses

the name of the other business: Summer Search whether the business is investment-related. non investment-related the address of the other business: 1412 Broadway, New York, NY 10018 the nature of the other business: Foundation/Charitable Institution your position; title, or relationship with the other business; Lead the start date of your relationship: 01/15/2026 the approximate number of hours/month you devote to the other business: 1 hr the number of hours you devote to the other business during securities trading hours: 1 hr and briefly describe your duties relating to the other business: My primary responsibility will be leading the planning committee for the annual golf and tennis fundraiser event expected to occur in June 2026. I will be fundraising and seeking sponsorships for the event.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-10
  • S66 Uniform Combined State Law Examination
    2010-12-10
Designations
  • Chartered Financial Analyst
Other Names
  • John Charles Brouillard

View on SEC IAPD

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