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Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-04-23 |
| NY | RA | APPROVED | 2021-03-05 |
| CA | RA | APPROVED | 2015-03-13 |
Branch Locations
1140 Avenue Of The Americas 3Rd Floor, New York, NY 10036 • United States
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Westfield, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Securities, Inc. | New York | NY | 03/2015 | Present |
the name of the other business: Summer Search whether the business is investment-related. non investment-related the address of the other business: 1412 Broadway, New York, NY 10018 the nature of the other business: Foundation/Charitable Institution your position; title, or relationship with the other business; Lead the start date of your relationship: 01/15/2026 the approximate number of hours/month you devote to the other business: 1 hr the number of hours you devote to the other business during securities trading hours: 1 hr and briefly describe your duties relating to the other business: My primary responsibility will be leading the planning committee for the annual golf and tennis fundraiser event expected to occur in June 2026. I will be fundraising and seeking sponsorships for the event.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-10 |
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