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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-18
TX RA APPROVED 2021-04-01
  • CA RA
    APPROVED
    Since 2023-04-18
  • TX RA
    APPROVED
    Since 2021-04-01

Branch Locations

2800 Post Oak Blvd, Houston, TX 77056 • United States

110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Houston TX 06/2010 04/2021
J.P. Morgan Securities Llc Houston TX 10/2012 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
S63 Uniform Securities Agent State Law Examination 2010-07-23
  • S66 Uniform Combined State Law Examination
    2014-08-29
  • S63 Uniform Securities Agent State Law Examination
    2010-07-23
Other Names
  • Kenia Briseid Medlin

View on SEC IAPD

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