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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-18 |
| TX | RA | APPROVED | 2021-04-01 |
Branch Locations
2800 Post Oak Blvd, Houston, TX 77056 • United States
110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Houston | TX | 06/2010 | 04/2021 |
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | 04/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-23 |
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