Matthew Harris

Employer firm

Mission Wealth Management, LP CRD 113057

$17.0B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• FAMILY WEALTH MANAGEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 12/2016
  Ameriprise Financial Services,Inc..
  Minneapolis, MN
• 02/2017 → 02/2018
  Charles Schwab & Co., Inc.
  Manhasset, NY
• 02/2017 → 02/2018
  Charles Schwab Bank
  Manhasset, NY
• 03/2018 → 05/2018
  Simon Elliot Events
  Plainview, NY
• 03/2018 → 06/2018
  Neulion Inc.
  Plainview, NY
• 07/2018 → 10/2020
  Cadaret, Grant & Co., Inc.
  Jericho, NY
• 10/2020 → 04/2021
  Raymond James Financial Services, Inc
  Melville, NY
• 10/2020 → 04/2021
  Raymond James Financial Services Advisors, Inc
  Melville, NY
• 10/2020 → 04/2021
  Marcum Financial Services, Llc
  Melville, NY
• 04/2021 → 01/2024
  Marcum Wealth, Llc
  Melville, NY
• 01/2024 → 09/2025
  Mai Capital Management, Llc
  Independence, OH
• 01/2017 → 02/2017
  Unemployed
  N/A, XX
• 09/2025 → Present
  Mission Wealth Management, Lp
  Santa Barbara, CA

Previous Registrations

• 2024-01-19 → 2025-09-17
  Mai Capital Management, Llc
  Huntington Station, NY
  Cleveland, OH
• 2021-04-27 → 2024-01-16
  Marcum Wealth, Llc
  Melville, NY
  Cleveland, OH
• 2020-10-19 → 2021-04-09
  Raymond James Financial Services Advisors, Inc
  Melville, NY
• 2019-03-11 → 2020-10-16
  Cadaret, Grant & Co., Inc.
  Jericho, NY
• 2017-02-21 → 2018-02-14
  Charles Schwab & Co., Inc.
  Manhasset, NY
  New York City, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-03
• S63 Uniform Securities Agent State Law Examination
  2010-08-13

Designations

• Certified Financial Planner