Jon-Wesley Austin Davis

Employer firm

Cornerstone Wealth Planning CRD 306182

$105M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Lpl Financial, Llc
  Auburn, ME
• 11/2019 → Present
  Cornerstone Wealth Planning
  Auburn, ME

Previous Registrations

• 2010-06-29 → 2015-01-12
  Lake Street Advisors, Llc
  Portsmouth, NH
  Portsmouth, NH

Other Businesses

1. 1/13/2015 - CORNERSTONE WEALTH PLANNING - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 01/02/2015 - Time Spent 100%. 2. 5/6/2020 - Cornerstone Wealth Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/20/2020 - 147 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Planning, an independent investment advisor firm. I started this business activity in 04/2020. I expect to spend approximately 147 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2015-02-20
• S65 Uniform Investment Adviser Law Examination
  2010-01-11

Designations

• Chartered Financial Analyst

Other Names

• Wes Davis