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49 Farm View Dr. Suite 302, New Gloucester, ME 04260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-01-17 |
Branch Locations
49 Farm View Dr. Suite 302, New Gloucester, ME 04260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Auburn | ME | 01/2015 | Present |
| Cornerstone Wealth Planning | Auburn | ME | 11/2019 | Present |
1. 1/13/2015 - CORNERSTONE WEALTH PLANNING - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 01/02/2015 - Time Spent 100%. 2. 5/6/2020 - Cornerstone Wealth Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/20/2020 - 147 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Planning, an independent investment advisor firm. I started this business activity in 04/2020. I expect to spend approximately 147 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-20 |
| S65 | Uniform Investment Adviser Law Examination | 2010-01-11 |
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