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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2019-10-24 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
83 Pineland Dr Ste 203, New Gloucester, ME 04260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mora Wm Securities Llc | Miami | FL | 01/2013 | 10/2019 |
| Hightower Securities Llc | Portland | ME | 10/2019 | Present |
| Hightower Advisors Llc | Portland | ME | 10/2019 | Present |
US OPEN TENNIS TOURNAMENT - SEASONAL EMPLOYMENT. (TWO WEEK EVENT IN NEW YORK CITY DURING LABOR DAY WEEKEND) APPROXIMATELY 70-80 HOURS DEVOTED TO THIS ACTIVITY DURING TOURNAMENT. PAID VIA SALARY ON AN HOURLY BASIS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-25 |
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