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Michael Simmons

Hightower Advisors, LLC

Chicago, IL

New Gloucester, ME

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2011-02-18
  • ME RA
    APPROVED
    Since 2011-02-18

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

83 Pineland Dr Ste 203, New Gloucester, ME 04260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Portland ME 02/2011 Present
Hightower Securities, Llc Portland ME 02/2011 Present
  • 02/2011 → Present
    Hightower Advisors, Llc
    Portland, ME
  • 02/2011 → Present
    Hightower Securities, Llc
    Portland, ME
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-20
S65 Uniform Investment Adviser Law Examination 1996-07-23
  • S66 Uniform Combined State Law Examination
    2007-09-20
  • S65 Uniform Investment Adviser Law Examination
    1996-07-23
Other Names
  • Michael Simmons
  • Michael B Simmons

View on SEC IAPD

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