Daniel W Smith

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-09-03

TX RA
APPROVED

Since 2010-09-03

Branch Locations

4140 S Coulter St, Amarillo, TX 79109 • United States

2111 4Th Ave, Canyon, TX 79015 • United States

2000 S Washington St, Amarillo, TX 79109 • United States

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Amarillo	TX	06/2010	11/2016
Wells Fargo Clearing Services, Llc	Amarillo	TX	11/2016	Present

06/2010 → 11/2016

Wells Fargo Advisors Llc

Amarillo, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Amarillo, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-02

S66 Uniform Combined State Law Examination

2010-09-02

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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