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Arshad G Awan

Td Private Client Wealth LLC

Marlton, NJ

Bernardsville, NJ

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-07
CA RA APPROVED 2025-01-01
FL RA APPROVED 2025-01-01
MA RA APPROVED 2024-01-02
NM RA APPROVED 2023-10-02
DE RA APPROVED 2023-07-12
TX RA APPROVED 2023-02-15
NY RA APPROVED 2021-08-10
NJ RA APPROVED 2021-05-17
  • SC RA
    APPROVED
    Since 2026-05-07
  • CA RA
    APPROVED
    Since 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01
  • MA RA
    APPROVED
    Since 2024-01-02
  • NM RA
    APPROVED
    Since 2023-10-02
  • DE RA
    APPROVED
    Since 2023-07-12
  • TX RA
    APPROVED
    Since 2023-02-15
  • NY RA
    APPROVED
    Since 2021-08-10
  • NJ RA
    APPROVED
    Since 2021-05-17

Branch Locations

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

70 Morristown Road, Bernardsville, NJ 07924 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank Na Hillsborough NJ 10/2014 03/2021
Td Bank Private Client Wealth Llc Bernardsville NJ 03/2021 Present
Td Bank N.A. Bernardsville NJ 03/2021 Present
  • 10/2014 → 03/2021
    Td Bank Na
    Hillsborough, NJ
  • 03/2021 → Present
    Td Bank Private Client Wealth Llc
    Bernardsville, NJ
  • 03/2021 → Present
    Td Bank N.A.
    Bernardsville, NJ
Other Businesses

FINRA NON Public Arbitrator

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-18
S65 Uniform Investment Adviser Law Examination 2021-05-14
  • S63 Uniform Securities Agent State Law Examination
    2025-09-18
  • S65 Uniform Investment Adviser Law Examination
    2021-05-14

View on SEC IAPD

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Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ
LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ
MORGAN STANLEY · Marlton, NJ
CHARLES SCHWAB & CO., INC. · Marlton, NJ
M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ
LPL FINANCIAL LLC · MARLTON, NJ

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