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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-05-07 |
| CA | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| MA | RA | APPROVED | 2024-01-02 |
| NM | RA | APPROVED | 2023-10-02 |
| DE | RA | APPROVED | 2023-07-12 |
| TX | RA | APPROVED | 2023-02-15 |
| NY | RA | APPROVED | 2021-08-10 |
| NJ | RA | APPROVED | 2021-05-17 |
Branch Locations
336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States
70 Morristown Road, Bernardsville, NJ 07924 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank Na | Hillsborough | NJ | 10/2014 | 03/2021 |
| Td Bank Private Client Wealth Llc | Bernardsville | NJ | 03/2021 | Present |
| Td Bank N.A. | Bernardsville | NJ | 03/2021 | Present |
FINRA NON Public Arbitrator
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-18 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-14 |
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