John Newton Holding

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 12/2016
  Principal Life Insurance Company
  Raleigh, NC
• 04/2014 → 05/2022
  Holroyd Agency
  Raleigh, NC
• 03/2016 → 05/2022
  Principal Securities Inc
  Raleigh, NC
• 06/2022 → 03/2025
  Secu Brokerage Services
  Raleigh, NC
• 06/2022 → 03/2025
  Secu Life Insurance Company
  Raleigh, NC
• 05/2022 → 03/2025
  State Employees' Credit Union
  Raleigh, NC
• 05/2022 → 03/2025
  Credit Union Investment Services
  Raleigh, NC
• 07/2022 → 03/2025
  Members Trust Company
  Tampa, FL
• 04/2025 → Present
  Osaic Institutions, Inc.
  Meriden, CT
• 04/2025 → Present
  Southern Bank
  Raleigh, NC

Previous Registrations

• 2022-06-01 → 2025-04-02
  Credit Union Investment Services
  Raleigh, NC
• 2014-11-03 → 2022-05-25
  Principal Securities, Inc.
  Raleigh, NC
  Raleigh, NC

Other Businesses

1.) The Standard, Transamerica, Voya/Venerable, Genworth - 2508 Hinton St., Raleigh NC 27612. Former Agent/Producer for all Life Insurance Companies noted. Start date for all, 2010. No time devoted to and no duties associated with companies but residual commissions only.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-29
• S63 Uniform Securities Agent State Law Examination
  2010-08-31

Other Names

• John N Holding
• John Newton Holding
• John Newton Holding