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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-01
TX RA APPROVED 2025-10-01
  • NY RA
    APPROVED
    Since 2025-10-01
  • TX RA
    APPROVED
    Since 2025-10-01

Branch Locations

1001 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P.MOrgan New York NY 11/2014 04/2018
J.P. Morgan Securities Llc Melville NY 06/2024 Present
Jpmorgan Chase Bank, N.A. Melville NY 06/2024 Present
Bankunited Melville NY 11/2021 06/2024
J.P.MOrgan Chase Melville NY 04/2018 11/2021
  • 11/2014 → 04/2018
    J.P.MOrgan
    New York, NY
  • 06/2024 → Present
    Melville, NY
  • 06/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Melville, NY
  • 11/2021 → 06/2024
    Bankunited
    Melville, NY
  • 04/2018 → 11/2021
    J.P.MOrgan Chase
    Melville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-30
S63 Uniform Securities Agent State Law Examination 2024-10-18
  • S65 Uniform Investment Adviser Law Examination
    2025-09-30
  • S63 Uniform Securities Agent State Law Examination
    2024-10-18

View on SEC IAPD

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