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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-12-02
  • GA RA
    APPROVED
    Since 2020-12-02

Branch Locations

445 Manget St. Ste. 200, Marietta, GA 30060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Marietta GA 08/2010 12/2020
Cumberland Financial Group, Inc Marietta GA 07/2011 Present
Avantax Advisory Services Marietta GA 12/2012 12/2020
Better Homes And Gardens Real Estate Metro Marietta GA 02/2005 12/2016
Avantax Insurance Agency, Llc Marietta GA 07/2019 12/2020
Cambridge Investment Research, Inc. Fairfield IA 12/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2020 Present
  • 08/2010 → 12/2020
    Avantax Investment Services, Inc.
    Marietta, GA
  • 07/2011 → Present
    Cumberland Financial Group, Inc
    Marietta, GA
  • 12/2012 → 12/2020
    Avantax Advisory Services
    Marietta, GA
  • 02/2005 → 12/2016
    Better Homes And Gardens Real Estate Metro
    Marietta, GA
  • 07/2019 → 12/2020
    Avantax Insurance Agency, Llc
    Marietta, GA
  • 12/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2012-12-18 → 2020-12-08
    Avantax Advisory Services
    Marietta, GA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-6.5/TRADING 2) CUMBERLAND FINANCIAL, 445 MANGET ST, SE STE 200, MARIETTA GA, CPA ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 06/15/10, INV REL, 120/MO- 2/TRADING 3) Cumberland Financial Group, Inc., 445 Manget St SE, Ste 200, Marietta GA 30060, United States, 07/2021, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO: 2, HR/MO TRADING: 8

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-22
  • S66 Uniform Combined State Law Examination
    2010-10-22
Designations

View on SEC IAPD

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