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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Houston | TX | 12/2010 | 11/2024 |
| Prudential Insurance Company Of America | Houston | TX | 12/2010 | Present |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
1) 10/25/2024 - Marcus Ma - Group Medical Insurance - Advisor - Non-Variable Insurance Commission Trails - Inv Related - At Houston, TX - Start Date 03/11/2021 - 0hrs/mth - 0hrs/mth During Trading 2) 10/25/2024 - Walker Benefit Group - Sourcing Advisor of a group health insurance plan - Advisor - Non-Variable Insurance Advisor - Inv Related - At Houston, TX - Start Date 09/23/2020 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-31 |
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