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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-02-28 |
| KY | RA | APPROVED | 2023-02-27 |
Branch Locations
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Cincinnati | OH | 07/2016 | 10/2020 |
| Argi Investment Services, Llc | Louisville | KY | 10/2020 | 02/2023 |
| Cerity Partners Llc | Cincinnati | OH | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-16 |
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