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1120 Avenue Of Americas 4Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-19 |
| NY | RA | APPROVED | 2021-05-28 |
Branch Locations
1120 Avenue Of Americas 4Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors | Denver | CO | 01/2013 | Present |
| Clarus Group Llc | New York | NY | 07/2013 | Present |
| Commonwealth Financial Network | Waltham | MA | 07/2013 | Present |
1. Clarus Group, LLC, as insurance agent selling fixed insurance products, spends 15% of time during market hours, conducted at branch, investment related. 2. Clarus Group, LLC, owner of private entity created as operating company for securities, investment advisory, and insurance business, spends 100% of time during market hours, conducted at branch, investment related. 3. Koslow CPA, sole proprietor providing general accounting, tax preparation and business valuation services, spends 10% of time during market hours, conducted at branch, not investment related. 4. Foundation for MERS, Board of Trustees, Educational Foundation - fundraising/governance, spends 2% of time during market hours, Manapalan, NJ 07726, not investment related. 5. NJ Society of CPAs- Chairman, Investment Committee, oversee outside investment advisor's portfolio management services for Society's funds, spends 2% of time during market hours, Roseland, NJ 07068, not investment related. 6. Court Appointed Special Advocates for Children of Monmouth County, Inc. (CASA), 1806 NJ 35, Oakhurst, NJ 07755, member of the Board of Trustees, no compensation, 2-5 hours/month but none during market hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-07-25 |
| S65 | Uniform Investment Adviser Law Examination | 2008-09-12 |
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