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Michael S Kim

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2018-10-01
NJ RA APPROVED 2016-10-21
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2018-10-01
  • NJ RA
    APPROVED
    Since 2016-10-21

Branch Locations

360 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc Levittown NY 01/2016 10/2016
Hsbc Bank Usa, N.A. Levittown NY 01/2016 10/2016
Jpmorgan Chase Bank, N.A. New York NY 10/2016 Present
J.P. Morgan Securities Llc New York NY 10/2016 Present
Previous Registrations
  • 2016-02-01 → 2016-10-26
    Hsbc Securities (Usa) Inc.
    Merrick, NY
    Lynbrook, NY
    Levittown, NY
  • 2012-10-01 → 2016-01-05
    J.P. Morgan Securities Llc
    College Point, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
    College Point, NY
    Flushing, NY
    Flushing, NY
  • 2012-04-03 → 2012-10-01
    Chase Investment Services Corp.
    College Point, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-31
S63 Uniform Securities Agent State Law Examination 2010-08-04
  • S66 Uniform Combined State Law Examination
    2012-03-31
  • S63 Uniform Securities Agent State Law Examination
    2010-08-04

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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