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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
2301 Rosecrans Ave Ste #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Dallas | TX | 06/2010 | 10/2016 |
| J.P. Morgan Securities Llc | Dallas | TX | 10/2012 | 10/2016 |
| Edward Jones | Saint Louis | MO | 10/2016 | 02/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Lewisville | TX | 05/2017 | 05/2017 |
| Tiaa | Lewisville | TX | 05/2017 | 06/2017 |
| Uber | Dallas | TX | 03/2017 | 05/2017 |
| Lyft | Dallas | TX | 03/2017 | 05/2017 |
| Hd Vest Financial Services | Irving | TX | 06/2017 | 10/2019 |
| Hd Vest Advisory Services | Irving | TX | 06/2017 | 10/2019 |
| Jp Morgan Securities, Llc | Duncanville | TX | 10/2019 | 04/2021 |
| Jp Morgan Chase Bank, N.A. | Duncanville | TX | 10/2019 | 04/2021 |
| Avantax Investment Services, Inc. | Dallas | TX | 05/2021 | 09/2025 |
| Avantax Advisory Services | Dallas | TX | 05/2021 | 09/2025 |
| Avantax Insurance Agency, Llc | Dallas | TX | 05/2021 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 04/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 04/2025 | Present |
| Twig And Tail Co., Llc | Chicago | IL | 04/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
TWIG AND TAIL CO., LLC POSITION: Single Member NATURE: Entrepreneur managing an independent online retail business focused on pet and plant wellness products. INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2025 ADDRESS: 5320 N Sheridan Rd, Unit 2206, Chicago IL 60640, United States DESCRIPTION: Owner and operator managing sales, marketing, and operations for consumer goods, including pet foods, probiotics, and plant care products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-28 |
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