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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

2301 Rosecrans Ave Ste #5100, El Segundo, CA 90245 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Dallas TX 06/2010 10/2016
J.P. Morgan Securities Llc Dallas TX 10/2012 10/2016
Edward Jones Saint Louis MO 10/2016 02/2017
Tiaa-Cref Individual & Institutional Services, Llc Lewisville TX 05/2017 05/2017
Tiaa Lewisville TX 05/2017 06/2017
Uber Dallas TX 03/2017 05/2017
Lyft Dallas TX 03/2017 05/2017
Hd Vest Financial Services Irving TX 06/2017 10/2019
Hd Vest Advisory Services Irving TX 06/2017 10/2019
Jp Morgan Securities, Llc Duncanville TX 10/2019 04/2021
Jp Morgan Chase Bank, N.A. Duncanville TX 10/2019 04/2021
Avantax Investment Services, Inc. Dallas TX 05/2021 09/2025
Avantax Advisory Services Dallas TX 05/2021 09/2025
Avantax Insurance Agency, Llc Dallas TX 05/2021 09/2025
Cetera Wealth Services, Llc El Segundo CA 04/2025 Present
Cetera Advisors Llc Greenwood Village CO 04/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2025 Present
Cetera Investment Services Llc St Cloud MN 04/2025 Present
Twig And Tail Co., Llc Chicago IL 04/2025 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/2010 → 10/2016
    Jp Morgan Chase Bank Na
    Dallas, TX
  • 10/2012 → 10/2016
    Dallas, TX
  • 10/2016 → 02/2017
    Saint Louis, MO
  • 05/2017 → 05/2017
    Tiaa-Cref Individual & Institutional Services, Llc
    Lewisville, TX
  • 05/2017 → 06/2017
    Tiaa
    Lewisville, TX
  • 03/2017 → 05/2017
    Uber
    Dallas, TX
  • 03/2017 → 05/2017
    Lyft
    Dallas, TX
  • 06/2017 → 10/2019
    Hd Vest Financial Services
    Irving, TX
  • 06/2017 → 10/2019
    Hd Vest Advisory Services
    Irving, TX
  • 10/2019 → 04/2021
    Duncanville, TX
  • 10/2019 → 04/2021
    Jp Morgan Chase Bank, N.A.
    Duncanville, TX
  • 05/2021 → 09/2025
    Avantax Investment Services, Inc.
    Dallas, TX
  • 05/2021 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 05/2021 → 09/2025
    Avantax Insurance Agency, Llc
    Dallas, TX
  • 04/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 04/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2025 → Present
    Twig And Tail Co., Llc
    Chicago, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-05-10 → 2025-09-05
    Avantax Advisory Services
    El Segundo, CA
    Chicago, IL
  • 2019-10-23 → 2021-05-11
    Corsicana, TX
    Dallas, TX
    De Soto, TX
    Dallas, TX
    Desoto, TX
    Corsicana, TX
    Duncanville, TX
    Dallas, TX
    Lancaster, TX
  • 2017-07-18 → 2019-10-10
    Avantax Advisory Services
    Irving, TX
    Dallas, TX
  • 2017-01-20 → 2017-02-07
    Lancaster, TX
    Lancaster, TX
    St Louis, MO
Other Businesses

TWIG AND TAIL CO., LLC POSITION: Single Member NATURE: Entrepreneur managing an independent online retail business focused on pet and plant wellness products. INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2025 ADDRESS: 5320 N Sheridan Rd, Unit 2206, Chicago IL 60640, United States DESCRIPTION: Owner and operator managing sales, marketing, and operations for consumer goods, including pet foods, probiotics, and plant care products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-21
S63 Uniform Securities Agent State Law Examination 2010-07-28
  • S66 Uniform Combined State Law Examination
    2016-11-21
  • S63 Uniform Securities Agent State Law Examination
    2010-07-28
Other Names
  • Saeed S Bowens
  • Saeed Sul-A-Min Bowens

View on SEC IAPD

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