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John Kenneth Siegel

Willis Johnson Wealth

Houston, TX

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Current Employers
Willis Johnson Wealth

5847 San Felipe Suite 1500, Houston, TX 77057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-22
  • TX RA
    APPROVED
    Since 2018-10-22

Branch Locations

5847 San Felipe Suite 1500, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Houston TX 11/2015 06/2018
Willis Johnson & Associates Houston TX 10/2018 Present
N/A Houston TN 06/2018 10/2018
Willis Johnson & Associates Houston TX 10/2018 01/2024
Willis Johnson & Associates Houston TX 01/2024 Present
  • 11/2015 → 06/2018
    Jp Morgan Securities Llc
    Houston, TX
  • 10/2018 → Present
    Willis Johnson & Associates
    Houston, TX
  • 06/2018 → 10/2018
    N/A
    Houston, TN
  • 10/2018 → 01/2024
    Willis Johnson & Associates
    Houston, TX
  • 01/2024 → Present
    Willis Johnson & Associates
    Houston, TX
Other Businesses

St. Stephen's Endowment Fund; Director; investment related: Yes; 1805 W Alabama St Houston TX 77098 United States; Description of the business: Serve on Board of Directors.; Duties: Oversee the activities of an outside investment manager, direct distributions from the fund account, and oversee IRS compliance.; Start date with business: 2021-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-04-04
  • S63 Uniform Securities Agent State Law Examination
    2016-04-04
Designations

View on SEC IAPD

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