William Tyler Gupton

Employer firm

Emerald Asset Management, Inc. CRD 174691

$121M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2018
  Capfinancial Securities, Llc.
  Raleigh, NC
• 04/2016 → 11/2018
  Captrust
  Raleigh, NC
• 11/2018 → 07/2021
  Guggenheim Funds Distributors, Llc
  Chicago, IL
• 07/2021 → 06/2023
  First Citizens Bank
  Charlotte, NC
• 07/2021 → 06/2023
  First Citizens Investor Services
  Raleigh, NC
• 06/2023 → 03/2025
  First Citizens Investor Services
  Raleigh, NC
• 06/2023 → 03/2025
  First Citizens Bank
  Charlotte, NC
• 03/2025 → Present
  Emerald Asset Management
  Rocky Mount, NC

Previous Registrations

• 2022-04-04 → 2025-03-05
  First Citizens Investor Services, Inc.
  Raleigh, NC
  Charlotte, NC
  Raleigh, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-04
• S63 Uniform Securities Agent State Law Examination
  2011-08-08