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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-09
IL RA APPROVED 2022-08-15
  • WI RA
    APPROVED
    Since 2024-01-09
  • IL RA
    APPROVED
    Since 2022-08-15

Branch Locations

110 Enterprise Dr Ste 101, Verona, WI 53593 • United States

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Libertyville, IL • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-09
IL RA APPROVED 2022-08-15
  • WI RA
    APPROVED
    Since 2024-01-09
  • IL RA
    APPROVED
    Since 2022-08-15

Branch Locations

Libertyville, IL • United States

110 Enterprise Drive Suite 101, Verona, WI 53593 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann Investors, Inc. Springfield IL 08/2014 08/2022
Astraios Financial-East, Llc Genesee Depot WI 08/2014 Present
Lincoln Investment Fort Washington PA 08/2022 Present
Capital Analysts Fort Washington PA 08/2022 Present
Previous Registrations
Other Businesses

ASTRAIOS FINANCIAL - CENTRAL LLC DBA ASTRAIOS FINANCIAL POSITION: Contractor NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 6 START DATE: 08/12/2022 ADDRESS: 110 Enterprise Drive, Suite 101, Verona WI 53593, United States DESCRIPTION: Providing financial services to clients. WOMACK ENTERPRISES LLC POSITION: Owner NATURE: Tax and Accounting Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 6 START DATE: 07/01/2014 ADDRESS: 32960 N Three Oaks Lane, Libertyville IL 60048, United States DESCRIPTION: This entity is a flow through for accounting and tax purposes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-08-20
  • S63 Uniform Securities Agent State Law Examination
    2010-08-20
Designations
Other Names
  • Anni Koci
  • Annirose Koci

View on SEC IAPD

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