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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Charlotte | NC | 06/2010 | 11/2020 |
| Wells Fargo Advisors Llc | Charlotte | NC | 09/2012 | 12/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 12/2016 | 11/2020 |
| Pinnacle Financial Partners/Pinnacle Bank | Concord | NC | 07/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Charlotte | NC | 12/2020 | Present |
| Raymond James Financial Services, Inc. | Charlotte | NC | 12/2020 | Present |
(1)Name of Business: Pinnacle Asset Management Address: 871 Church Street N., Concord, NC, 28025, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/22/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Licensed Bank Advisor (LBA), refer potential investment clients to our RJFS Advisor's, no RJFS client accounts under my rep #
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-14 |
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