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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-20
  • TX RA
    APPROVED
    Since 2019-08-20

Branch Locations

8181 Communications Pkwy, F-04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hd Vest Investment Services Inc. Irving TX 07/2005 07/2019
J.P. Morgan Securities Llc Plano TX 08/2019 Present
Xl Pro Dallas TX 09/2021 01/2022
  • 07/2005 → 07/2019
    Hd Vest Investment Services Inc.
    Irving, TX
  • 08/2019 → Present
    Plano, TX
  • 09/2021 → 01/2022
    Xl Pro
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-11
  • S66 Uniform Combined State Law Examination
    2019-01-11
Other Names
  • Mariam Ellen Valenciana
  • Mariam E Khan
  • Mariam Ellen Khan

View on SEC IAPD

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