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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-30
  • NY RA
    APPROVED
    Since 2021-08-30

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Stewart Manor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Trust Company Americas New York NY 09/2015 05/2021
Deutsche Bank Securities Inc New York NY 10/2015 05/2021
Citigroup New York NY 06/2021 Present
  • 09/2015 → 05/2021
    Deutsche Bank Trust Company Americas
    New York, NY
  • 10/2015 → 05/2021
    Deutsche Bank Securities Inc
    New York, NY
  • 06/2021 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-29
S63 Uniform Securities Agent State Law Examination 2016-05-08
  • S66 Uniform Combined State Law Examination
    2021-08-29
  • S63 Uniform Securities Agent State Law Examination
    2016-05-08

View on SEC IAPD

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