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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-30 |
| IL | RA | APPROVED | 2018-10-19 |
Branch Locations
413 E Terra Cotta Ave, Crystal Lake, IL 60014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Exemplar Fn | Crystal Lake | IL | 06/2010 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2011 | 10/2018 |
| Lpl Financial, Llc | Crystal Lake | IL | 10/2018 | Present |
1) 10/19/2018 - Non-Profit Board Member - CITY COUNCIL MEMBER - 1% - NOT INVESTMENT RELATED - CRYSTAL LAKE, IL 60014 2) 10/19/2018 - Tax Prep/Accounting/CPA - EXEMPLAR ACCOUNTING & TAX, INC - 1% - INVESTMENT RELATED - CRYSTAL LAKE, IL 60014 3) 10/19/2018 - Entity for Tax Purposes/Board Member - EXEMPLAR ADVISOR SERVICES - 10% - NOT INVESTMENT RELATED - CRYSTAL LAKE, IL 60014 4) 10/19/2018 - EXEMPLAR FINANCIAL NETWORK - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Started 2012 5) 10/25/2018 - TOTAL CLARITY - Investment Related - Board member - 525 Tyler Road, STE. T, ST. Charles, IL 60174 - For-Profit Board Member - Start Date:12/2015, - 1 Hours Per Month - Time Spent: 1%. 6) 12/21/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/05/2018 - 5 Hours Per Month During Securities Trading. 7) 03/14/2022 - Financial Servicenter Delaware, Financial Servicen / Financial Servicenter of Delaware - Investment Related - 1938 E Lincoln Highway Suite 108 New Lenox, IL 60451 - DBA for LPL Business (entity for LPL business) - Start Date - 03/14/2022 - 8 Hours Per Month/8 Hours During Securities Trading. 8) 11/10/2023 - Exemplar Wealth Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/14/2022 - 4 Hours Per Month/ During Trading 9) 11/30/2023 - Exemplar Advisor Services SD - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/15/2021 - 4 Hours Per Month/ During Trading 10) 01/31/2026 - Exemplar Advisor Services S.D., LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/28/2020 - 50 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-18 |
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