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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

2305 Village Green Pl Suite A, Champaign, IL 61822 • United States

6300 S. 6Th St Frontage Road E, Springfield, IL 62712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbs Financial Services, Inc. Westlake Vilage CA 01/2013 02/2017
Pruco Securities Llc Champaign IL 03/2024 11/2024
Zeiders Enterprises Peoria IL 03/2017 10/2019
Regions Bank Springfield IL 10/2019 11/2024
The Prudential Insurance Company Of America Champaign IL 04/2024 Present
Lpl Enterprise, Llc Springfield IL 11/2024 Present
  • 01/2013 → 02/2017
    Nbs Financial Services, Inc.
    Westlake Vilage, CA
  • 03/2024 → 11/2024
    Champaign, IL
  • 03/2017 → 10/2019
    Zeiders Enterprises
    Peoria, IL
  • 10/2019 → 11/2024
    Regions Bank
    Springfield, IL
  • 04/2024 → Present
    The Prudential Insurance Company Of America
    Champaign, IL
  • 11/2024 → Present
    Springfield, IL
Previous Registrations
Other Businesses

1) 07/03/2025-Navigator Wealth Strategies-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business locations(s)-Start date 07/01/2025-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-16
  • S66 Uniform Combined State Law Examination
    2024-02-16
Designations

View on SEC IAPD

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