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Seth Stephen Elam

Sterling Wealth Management, Inc.

Champaign, IL

CRD 7241831

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Employer firm

Sterling Wealth Management, Inc. CRD 131304

$495M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sterling Wealth Management, Inc.

301 N. Neil Street, Suite 203, Champaign, IL 61820 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-04-09
TX RA APPROVED 2020-04-09
  • IL RA
    APPROVED
    Since 2020-04-09
  • TX RA
    APPROVED
    Since 2020-04-09

Branch Locations

301 N. Neil Street, Suite 203, Champaign, IL 61820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Wealth Management, Inc. Champaign IL 07/2018 Present
Busey Wealth Management Champaign IL 06/2016 07/2018
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-10
  • S65 Uniform Investment Adviser Law Examination
    2020-01-10
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

LESTER FINANCIAL GROUP, LLC
TENET WEALTH PARTNERS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Nearby Investors

Blake A Lester
TODD ALLEN LESTER
JAMES ARTHUR PLOEGER

Nearby Offices

LESTER FINANCIAL GROUP, LLC · CHAMPAIGN, IL
TENET WEALTH PARTNERS, LLC · CHAMPAIGN, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · CHAMPAIGN, IL

More in Champaign, IL

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