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James Arthur Ploeger

Lester Financial Group, LLC

Champaign, IL

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Current Employers
Lester Financial Group, Llc

301 N. Neil St. Suite 400, Champaign, IL 61820 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-27
  • IL RA
    APPROVED
    Since 2022-01-27

Branch Locations

301 N. Neil St. Suite 400, Champaign, IL 61820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ploeger & Associates Inc. Champaign IL 07/1973 Present
Securities America Inc. Champaign IL 04/2016 06/2024
Securities America Advisors Champaign IL 04/2016 07/2021
Arbor Point Advisors Champaign IL 08/2020 01/2022
Lester Financial Group, Llc Champaign IL 01/2022 Present
  • 07/1973 → Present
    Ploeger & Associates Inc.
    Champaign, IL
  • 04/2016 → 06/2024
    Securities America Inc.
    Champaign, IL
  • 04/2016 → 07/2021
    Securities America Advisors
    Champaign, IL
  • 08/2020 → 01/2022
    Arbor Point Advisors
    Champaign, IL
  • 01/2022 → Present
    Champaign, IL
Previous Registrations
  • 2020-08-03 → 2023-01-05
    Arbor Point Advisors
    Champaign, IL
    Champaign, IL
  • 2016-04-15 → 2021-07-13
    Securities America Advisors, Inc.
    Champaign, IL
  • 2003-02-28 → 2016-04-19
    Champaign, IL
  • 1998-10-14 → 2003-02-14
    Walnut Street Advisers Inc
    Champaign, IL
Other Businesses

PLOEGER & ASSOCIATES, INC POSITION: owner - salesman NATURE: Corporation, sales of non-equity insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 10/01/1973 ADDRESS: 301 N NEAL ST, SUITE 400, CHAMPAIGN IL 61820 DESCRIPTION: Sales of non-equity insurance products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-09-24
  • S63 Uniform Securities Agent State Law Examination
    1987-09-24
Designations

View on SEC IAPD

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