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Raymon Michael Brown

Sterling Wealth Management, Inc.

Champaign, IL

CRD 2403010

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Employer firm

Sterling Wealth Management, Inc. CRD 131304

$495M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sterling Wealth Management, Inc.

301 N. Neil Street, Suite 203, Champaign, IL 61820 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-09-05
IL RA APPROVED 2012-07-20
  • TX RA
    APPROVED
    Since 2014-09-05
  • IL RA
    APPROVED
    Since 2012-07-20

Branch Locations

301 N. Neil Street, Suite 203, Champaign, IL 61820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R. Michael Brown P.C. Champaign IL 09/1991 Present
Erwin Martinkus & Cole, Ltd Champaign IL 01/1999 Present
Sterling Wealth Management Champaign IL 07/2012 Present
  • 09/1991 → Present
    R. Michael Brown P.C.
    Champaign, IL
  • 01/1999 → Present
    Erwin Martinkus & Cole, Ltd
    Champaign, IL
  • 07/2012 → Present
    Sterling Wealth Management
    Champaign, IL
Previous Registrations
  • 2009-09-08 → 2012-09-12
    Champaign, IL
  • 2008-09-04 → 2009-09-08
    Mutual Service Corporation
    Champaign, IL
    Springfield, IL
    Champaign, IL
  • 2001-09-19 → 2008-09-17
    American General Securities Incorporated
    Champaign, IL
Other Businesses

1.ERWIN, MARTINKUS & COLE LTD, ATTORNEY AT LAW/ESTATE PLANNING, COMMENCED 11/1990, CORPORATION,160 HOURS PER MONTH TIME SPENT, 14.29% OWNERSHIP, DIRECTOR/SHAREHOLDER 2. 01/20/2010 - 501 BUILDING PARTNERSHIP, REAL ESTATE RENTAL, COMMERCIAL PROPERTY (LEASED TO OUR LAW OFFICE) 1% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-04
S63 Uniform Securities Agent State Law Examination 1993-10-08
  • S65 Uniform Investment Adviser Law Examination
    1999-11-04
  • S63 Uniform Securities Agent State Law Examination
    1993-10-08
Designations
  • Certified Financial Planner

View on SEC IAPD

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