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John Lee Tippit

Trb Wealth Management, LLC

Houston, TX

Mcallen, TX

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Current Employers
Trb Wealth Management, Llc

9821 Katy Freeway, Suite 110, Houston, TX 77024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-23
  • TX RA
    APPROVED
    Since 2020-07-23

Branch Locations

9821 Katy Freeway, Suite 110, Houston, TX 77024 • United States

1801 Mccoll Road, Mcallen, TX 78503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Regional Bank Mcallen TX 09/2016 Present
Self Employed Austin TX 08/2015 09/2016
Obs Financial Perrysburg OH 09/2016 03/2021
Trb Wealth Management, Llc Mcallen TX 04/2020 Present
Trb Capital Markets, Llc Harlingen TX 08/2022 Present
  • 09/2016 → Present
    Texas Regional Bank
    Mcallen, TX
  • 08/2015 → 09/2016
    Self Employed
    Austin, TX
  • 09/2016 → 03/2021
    Obs Financial
    Perrysburg, OH
  • 04/2020 → Present
    Trb Wealth Management, Llc
    Mcallen, TX
  • 08/2022 → Present
    Trb Capital Markets, Llc
    Harlingen, TX
Previous Registrations
  • 2016-10-13 → 2021-03-31
    Obs Financial
    Mcallen, TX
    Concord, CA
  • 2011-10-10 → 2015-08-04
    Credit Suisse Securities (Usa) Llc
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-07
  • S66 Uniform Combined State Law Examination
    2011-10-07
Other Names
  • John L Tippit
  • John L Tippit

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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