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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-27 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
30 Montgomery Street Suite 1201, Jersey City, NJ 07302 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Iselin | NJ | 02/2013 | 07/2022 |
| B. Riley Wealth Management | Jersey City | NJ | 07/2022 | 01/2024 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 11/2024 |
| Arete Wealth Management | Chicago | IL | 11/2024 | Present |
| Arete Wealth Advisors | Chicago | IL | 11/2024 | Present |
(1) HUDSONPOINT CAPITAL; INVESTMENT-RELATED; D/B/A/ FOR SECURITIES BUSINESS; Jersey City, NJ 07302; INVESTMENT EXECUTIVE; START DATE 08/2015; 160 HRS/MONTH, DURING SECURITIES TRADING HOURS... (2) FIXED INSURANCE SALES; INSURANCE AGENT; START DATE 08/2017; 10 HRS/MONTH, 0 DURING TRADING HRS. (3) THE BROWER GROUP; NOT INVESTMENT-RELATED; MORRISTOWN, NJ; PASS THRU ENTITY FOR TAXES, OWNER; START DATE 07/2018; 0 HRS/MONTH.... (4) POINTBENEFIT, LLC; INVESTMENT RELATED; JERSEY CITY, NJ 07302; LIFE, HEALTH INSURANCE SALES; INSURANCE AGENT; START DATE 2/2013; 10 HRS/ MONTH DEVOTED NONE DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-26 |
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