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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-11 |
| NJ | RA | APPROVED | 2025-07-11 |
| NY | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
4 Manhattanville Road Suite 104, Purchase, NY 10577 • United States
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | White Plains | NY | 05/2015 | 07/2025 |
| Rbc Capital Markets, Llc | Purchase | NY | 07/2025 | Present |
| City National Bank | Purchase | NY | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-23 |
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