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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-23
  • NY RA
    APPROVED
    Since 2025-09-23

Branch Locations

420 Lexington Avenue, Suite 1705, New York, NY 10170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 12/2013 01/2025
Strategic Value Partners Greenwich CT 02/2025 07/2025
Advisors Asset Management, Inc Monument CO 09/2025 Present
  • 12/2013 → 01/2025
    Neuberger Berman Llc
    New York, NY
  • 02/2025 → 07/2025
    Strategic Value Partners
    Greenwich, CT
  • 09/2025 → Present
    Monument, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-04
  • S66 Uniform Combined State Law Examination
    2014-04-04
Other Names
  • Bobby Ciapciak
  • Robert J Ciapciak

View on SEC IAPD

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