Adam K Kanell Mangs

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-12
CT	RA	APPROVED	2011-10-03

TX RA
APPROVED_RES

Since 2019-07-12
CT RA
APPROVED

Since 2011-10-03

Branch Locations

4 Forest Park Drive, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Farmington	CT	07/2011	Present

07/2011 → Present

Lpl Financial, Llc

Farmington, CT

Other Businesses

1. 7/9/2020 - Mangs Financial - DBA: Mangs Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/22/2011 - 160 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-01

S66 Uniform Combined State Law Examination

2011-10-01

Other Names

Adam K Mangs

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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