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James Doyle Collins

Edward Jones

Hickory, NC

CRD 5808053

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-06
NC RA APPROVED 2010-10-20
  • TX RA
    APPROVED_RES
    Since 2015-03-06
  • NC RA
    APPROVED
    Since 2010-10-20

Branch Locations

215-B First Avenue S W, Hickory, NC 28602 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2010 Present
Other Businesses

"City Type: Date: 01/01/97 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: Rental Equipment City-State: Winston Salem NC"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-19
  • S66 Uniform Combined State Law Examination
    2010-10-19

View on SEC IAPD

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