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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa N.A. | Washington | DC | 08/2016 | 11/2019 |
| Capital One Investing, Inc | Mclean | VA | 11/2019 | 12/2021 |
| Lpl Financial Llc | San Diego | CA | 12/2021 | 07/2023 |
| Stratos Wealth Partners, Ltd | San Diego | CA | 07/2023 | 09/2025 |
| Stratos Wealth Securities, Llc | San Diego | CA | 07/2023 | 09/2025 |
| Stratos Wealth Advisors, Llc | San Diego | CA | 07/2023 | 09/2025 |
| Lpl Financial Llc | San Diego | CA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-28 |
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