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Jessica Catherine Scott

Osaic Wealth, Inc.

Houston, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-01

Branch Locations

3838 N Sam Houston Pkwy Suite 150, Houston, TX 77032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pre-Emptive Financial Services Houston TX 07/2013 Present
Sagepoint Financial, Inc. Houston TX 09/2018 Present
Osaic Wealth, Inc. Houston TX 09/2023 Present
  • 07/2013 → Present
    Pre-Emptive Financial Services
    Houston, TX
  • 09/2018 → Present
    Sagepoint Financial, Inc.
    Houston, TX
  • 09/2023 → Present
    Houston, TX
Previous Registrations
  • 2019-07-02 → 2023-09-01
    Osaic Services, Inc.
    Houston, TX
Other Businesses

PRE-EMPTIVE FINANCIAL SERVICES 3838 N. SAM HOUSTON PKWY E, STE. 150, HOUSTON, TX 77032. ADMINISTRATIVE ASSISTANT. 80 HRS/MO, 70 DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-01
  • S66 Uniform Combined State Law Examination
    2019-07-01

View on SEC IAPD

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