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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-06-20 |
| TX | RA | APPROVED | 2018-06-20 |
Branch Locations
2 W Northwest Hwy, Arlington Heights, IL 60004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | Arlington Heights | IL | 02/2016 | 06/2018 |
| Platania Financial Inc | Arlington Heights | IL | 12/2015 | Present |
| Lpl Financial Llc | Arlington Heights | IL | 06/2018 | Present |
1) 05/29/2018 - Platania Financial Inc - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/1994 - 160 hr/mth 2) 05/29/2018 - Non-Variable Insurance - sells: life, health, disability, fixed annuities, and LTC - inv rel - at reported business location(s) - start: 11/2016 - 5 hr/mth 3) 12/01/2022 - E4 Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date - 11/30/2022 - 8 Hours Per Month/8 Hours During Securities Trading 4) 3/9/2023 - National Judicial College - Not Investment Related - Reno, NV 8955 - Other - Adjunct College Faculty Member - Adjunct faculty member with the National Judicial College - Start Date - 02/20/2023 - 2 Hours Per Month/1 Hours Durong Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-23 |
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