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Current Employers
Fortress Private Ledger, Llc

3110 Edwards Mill Rd Suite 200, Raleigh, NC 27612 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-19
  • NC RA
    APPROVED
    Since 2025-06-19

Branch Locations

3110 Edwards Mill Rd Suite 200, Raleigh, NC 27612 • United States

3110 Edwards Mill Rd Ste 200, Raleigh, NC 27612 • United States

3110 Edwards Mill Rd, Ste 200, Raleigh, NC 27612

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Baltimore MD 06/2010 04/2024
Fortress Private Ledger, Llc Raleigh NC 04/2024 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-19
S63 Uniform Securities Agent State Law Examination 2011-05-05
  • S65 Uniform Investment Adviser Law Examination
    2025-06-19
  • S63 Uniform Securities Agent State Law Examination
    2011-05-05

View on SEC IAPD

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