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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-03-05 |
| TX | RA | APPROVED | 2014-03-05 |
| SC | RA | APPROVED | 2014-01-22 |
Branch Locations
1813 Pickens St, Columbia, SC 29201 • United States
215-B Beaufort St, Chapin, SC 29036 • United States
Raleigh, NC • United States
8317 Six Forks Rd Ste 105, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Columbia | SC | 12/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Columbia | SC | 03/2020 | Present |
Real Estate Ownership; Single Family; 226 West Early, , Coaldale, PA, 18218; Investment-Related; 08/01/2022 / Single Family; 114 East Ruddle St, , Coaldale, PA, 18218; Investment-Related; 08/01/2022. Business Ownership; Tfin Management LLC; Owner; Manage my Schedule C business operations and potentially hold private investments.; 8317 Six Forks Rd., , Raleigh, NC, 27615; Investment-Related; 01/30/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Tate Family Holdings LLC; Co-owner; Non-Ameriprise related private investment holding entity; 7134 S Yale Ave, , Tulsa, OK, 74136; Investment-Related; 08/12/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-26 |
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